Senior Compliance Officer F/M - Asset Management

Our client is a leading independent European asset manager, recognised for its investment expertise and international presence. The firm offers a collaborative and entrepreneurial environment, combining the strength of an established group with the agility of a human-sized organisation.

As Senior Compliance Officer, you will play a key role in ensuring regulatory compliance for the Luxembourg entity while acting as a trusted advisor to business teams. You will join an international Compliance team and contribute to Group-wide initiatives.

Your Responsibilities

• Act as the designated RC for the Luxembourg management company and its SICAV, overseeing the AML/CFT framework and related regulatory requirements.
• Act as a key point of contact for the CSSF and coordinate regulatory interactions, reporting and inspections.
• Oversee distribution compliance activities, including cross-border distribution, sales activities and marketing materials, ensuring compliance with applicable regulations.
• Monitor compliance risks, conduct risk assessments and contribute to the ongoing enhancement of the local compliance framework.
• Oversee key compliance frameworks, including conflicts of interest, personal account dealing, professional conduct and complaints management.
• Provide regulatory guidance to business and operational teams, acting as a point of escalation for complex compliance and AML/CFT matters.
• Monitor regulatory developments, update local compliance policies and procedures, and contribute to the continuous improvement of the Group's compliance framework.
• Prepare compliance reporting for Senior Management and the Board of Directors.
• Contribute to Group-wide compliance initiatives in collaboration with international teams.
• Promote a strong compliance culture and maintain close relationships with internal stakeholders, ensuring the effective implementation of compliance policies and procedures.

Your Profile

• At least 7 years of experience in regulatory compliance within the financial services industry, ideally in asset management.
• Strong knowledge of distribution compliance, including cross-border activities and marketing regulatory requirements.
• Strong knowledge of Luxembourg AML/CFT regulations and compliance frameworks. Previous experience as RC would be an advantage.
• Good understanding of the Luxembourg regulatory environment, particularly CSSF requirements applicable to asset management companies.
• Hands-on and autonomous, with the ability to manage complex compliance matters while working closely with business teams.
• Excellent communication and interpersonal skills, with the ability to build strong relationships with stakeholders at all levels.
• Strong professional integrity, sound judgement and the ability to interact confidently with senior management and regulatory authorities.
• Fluent English is essential; French would be a strong asset.

If you are looking for a challenging role combining regulatory responsibility, international exposure and close collaboration with business teams, we would be pleased to hear from you.

All applications will be treated with the strictest confidentiality.